Anne G. Plimpton Anne G. Plimpton

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  Anne (Polly) G. Plimpton has more than 35 years of experience advising public companies, venture capitalists, family offices and other investors. She concentrates her practice on insider trading and reporting under Section 16, beneficial ownership on Schedules 13D and 13G, executive compensation, related person transactions and other proxy disclosure, corporate governance, board and committee structure, institutional investor initiatives, federal and state exceptions for private financings, Financial Industry Regulatory Authority (FINRA) regulations relating to public offerings and resales of restricted securities under Rule 144. Read Polly Plimpton's full bio.

SEC Proposes New Pay versus Performance Disclosure Rules


By and on Apr 30, 2015
Posted In Executive Compensation

On April 29, 2015, the U.S. Securities and Exchange Commission (SEC) voted three-to-two to propose new rules that would prescribe a mandatory pay versus performance disclosure. Read the full article.

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SEC Proposes Disclosure Rule for Hedging Transactions by Directors, Officers and Employees


By , and on Mar 10, 2015
Posted In Executive Compensation

The U.S. Securities and Exchange Commission recently issued a proposed rule that would require public companies to disclose in annual proxy statements whether their employees and board members may hedge or otherwise offset any decrease in the market value of such companies’ equity securities. The proposed rule implements Section 955 of the Dodd-Frank Act and...

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ISS and Glass Lewis Update Proxy Voting Guidelines for 2015


By , and on Dec 16, 2014
Posted In Executive Compensation

Institutional Shareholder Services Inc. (ISS) and Glass Lewis have released their annual updates to their proxy voting guidelines for the 2015 proxy season. Read the full article.

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